144: Filer Information
Filer CIK | 0001697591 |
Filer CCC | XXXXXXXX |
Is this a LIVE or TEST Filing? | LIVE TEST |
Submission Contact Information | |
Name | |
Phone | |
E-Mail Address |
Form 144 Filer Information |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 | |
FORM 144 |
Filer CIK | 0001697591 |
Filer CCC | XXXXXXXX |
Is this a LIVE or TEST Filing? | LIVE TEST |
Submission Contact Information | |
Name | |
Phone | |
E-Mail Address |
Name of Issuer | Cardlytics, Inc. |
SEC File Number | 001-38386 |
Address of Issuer | 675 Ponce de Leon Ave. NE, Suite 4100 Atlanta GEORGIA 30308 |
Phone | 8887985802 |
Name of Person for Whose Account the Securities are To Be Sold | CAS Investment Partners, LLC |
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account
the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given
as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales
for the account of the person filing this notice.
| |
Relationship to Issuer | 10% Stockholder |
Title of the Class of Securities To Be Sold | Name and Address of the Broker | Number of Shares or Other Units To Be Sold | Aggregate Market Value | Number of Shares or Other Units Outstanding | Approximate Date of Sale | Name the Securities Exchange |
---|---|---|---|---|---|---|
Common Stock | BTIG, LLC 2 Manhattanville Rd Suite 101 Purchase NY 10577 | 842898 | 3447452.80 | 50822443 | 12/03/2024 | NASDAQ |
Convertible Senior Notes Due 2029 | BTIG, LLC 2 Manhattanville Rd Suite 101 Purchase NY 10577 | 174872 | 715226.48 | 50822443 | 12/03/2024 | Other |
Title of the Class | Date you Acquired | Nature of Acquisition Transaction | Name of Person from Whom Acquired | Is this a Gift? | Date Donor Acquired | Amount of Securities Acquired | Date of Payment | Nature of Payment * |
---|---|---|---|---|---|---|---|---|
Common Stock | 04/23/2019 | Open Market Purchases | N/A | 6419733 | 04/23/2019 | Cash | ||
Convertible Senior Notes Due 2029 | 03/27/2024 | Private Offering | Issuer | 1109878 | 03/27/2024 | Cash | ||
Convertible Senior Notes Due 2029 | 05/09/2024 | via Broker | N/A | 221975 | 05/09/2024 | Cash |
Nothing to Report |
Remarks | CAS Investment Partners, LLC is the investment manager of Sosin Master, L.P. (Sosin Master) and CSWR Partners, L.P. (CSWR), which are selling the securities reported herein. Sosin Master is proposing to sell 834,552 shares of Common Stock and $3,120,000 principal amount of 4.25 Percent Convertible Senior Notes due 2029 (2029 Notes) referencing 173,141 shares of Common Stock, and CSWR is proposing to sell 8,346 shares of Common Stock and $31,200 principal amount of the 2029 Notes referencing 1,731 shares of Common Stock. The aggregate market values are as of the close of business on 12/02/2024. The number of securities outstanding is as of 10/31/2024. The approximate date of sale is 12/03/2024 through 03/03/2025. The shares of Common Stock acquired on the open market were acquired between 04/23/2019 and 05/13/2024. All amounts related to the 2029 Notes in the tables above represent the number and market value, as applicable, of the shares of Common Stock underlying such 2029 Notes. |
Date of Notice | 12/03/2024 |
ATTENTION: | |
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date. | |
Signature | Clifford Sosin, as Managing Member |
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001) |